Price & Market BehaviorExtended setexperimental liveNew

FTD Anomaly Short

Updated dailyData needs: lowshort only
paper
2014
Source
Original hypothesis (no academic source). Previously mis-cited to Fotak, Raman & Yadav (2014), Journal of Financial Economics 114, 493-516, a market-quality study finding greater FTDs improve liquidity and pricing efficiency; it documents no negative post-FTD drift and supports no part of this trading rule.
Citation only, paper link pending.

In plain terms

When the rolling-month average of failures-to-deliver on a stock hits the top 10% of its own history, informed shorts are aggressively in. Short the stock for the next 4 weeks.

How it works

Internally-motivated hypothesis: persistent high failures-to-deliver (top decile of trailing-year per-ticker FTD distribution) may reflect aggressive informed shorts that cannot locate borrow but commit anyway because conviction is high; short the sustained anomaly. No academic magnitude or alpha claim.

Live results

3 times picked on its own · 29 times inside a blend (19 beat the stock) · updated 2026-06-06
This strategy is a frequent ingredient in blends that combine a few strategies on one stock. It has contributed to 29 such blended picks (19 of which beat simply holding the stock). Picking it on its own is only one of the ways it shows up.
How its picks scored vs. buy & hold
Each pick is graded on a recent year it was never tuned on, against simply owning the same stock
Where its edge concentrates
Share of picks in each company-size group that beat buy & hold
How often it trades
Active vs. patient. Bars on the left mean it waits for rare setups; bars on the right mean it trades often
Return vs. buy & hold
How much each pick beat or trailed simply owning the stock over the test year (extreme microcap moves trimmed)
Loading substrate evidence…

Data dependencies

  • Daily prices

    Adjusted-close OHLCV for every US-listed ticker; primary price feed.

  • SEC fail to deliver daily

    SEC fail-to-deliver daily ZIP archives normalized by settlement date and ticker.

Expected edge

Tested over
T+1 to T+20d

None claimed (experimental hypothesis; the previously cited -1.5%/20d figure was unsupported by the mis-attributed paper).

Example tickers where this is likely to fire

Illustrative only, the signal fires based on the live data, not a fixed list.

Related families

Explore FTD Anomaly Short on alphactor.ai

See which tickers this family is currently firing on, with live signals and rankings.

For informational and educational purposes only. Not financial advice. Learn more